Data & Admin

Institutional Policy

Firm policy library and how this mandate inherits it

Data as of

Oct 5, 2026 · 4:00 PM ET

DEMO DATA

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Decision Brief

What changed

Ten firm-level policy categories are inherited by this mandate, expressed as 28 testable rules.

Why it matters

Firm policy is the default; a mandate may tighten a rule but never loosen one without a documented waiver.

Watch / decide

Two inherited rules are in soft breach on this mandate: the technology sector cap and the digital-asset ceiling.

Policy coverage 100%

Policy categories

Inherited from firm policy

Testable rules

Evaluated on every ingest

Soft breaches

Technology cap · digital ceiling

Hard breaches

None outstanding

Select a category to read its rules as this mandate applies them

Policy Library

CategoryRulesStandingSource clause

Firm threshold, mandate value and ownership

3 rules

RuleThresholdCurrentStandingOwnerLast review

Aggregate Technology sector exposureIPS §3.4(a) Single sector maximumMax 17.0%18.7%Soft breachChief Investment OfficerJun 30, 2026

Single issuer exposureIPS §3.4(b) Single issuer maximumMax 5.0%3.2%Within policyRisk OfficerJun 30, 2026

Correlation cluster exposureIPS §3.4(d) Correlated theme maximumMax 30.0%27.1%Within policyRisk OfficerMar 31, 2026

How firm policy and mandate terms interact

A mandate inherits every firm rule. It may tighten a threshold at any time without a waiver.
Loosening an inherited threshold requires a written, time-boxed waiver ratified by the Investment Committee.
A breach stands until the exposure returns inside the limit or a waiver is ratified. Silence does not clear it.
Rules are evaluated on every ingest against the normalized portfolio object, never against a source file.